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AIAG FMEA (Failure Mode & Effects Analysis)
Fourth Edition

Welcome to the Quality Associates International FMEA Fourth Edition webpage. The purpose of these pages is to review changes to the new FMEA Handbook and to introduce prescriptive approaches to make your FMEA process meet the new TS16949 requirements for FMEA and APQP.

The Webpage is not intended to be a substitute to the AIAG FMEA Fourth Edition, but is intended to quickly convey the very important changes of the Fourth Edition FMEA guideline document.

The Fourth Edition FMEA document is a great leap forward in the FMEA understanding and should be acquired and reviewed in detail.  QAI is a member organization of AIAG and we provide more prescriptive methods and processes to implement the FMEA process efficiently.

Changes compared to the third edition:

Boundary Diagram

Sample Boundary Diagram

The addition of the Boundary Diagram as a prework document for Design FMEA brings the emphasis of interfaces of systems/components that are not directly under the influence of the FMEA team’s scope.  Interfaces that are not defined and/or managed can become cause or contributors of causes.

Typically the scope of the FMEA is found inside the boundary. QAI has used the Boundary Diagram for 10 years when executing robust engineering and FMEA development.  Our process uses 4 types of arrows depicting 4 types of interfaces.

  • physical
  • energy transfer
  • material exchange
  • data exchange

For more information on developing Boundary Diagrams, contact QAI at (248) 280-4800 for upcoming training & workshop offerings.

P or Parameter Diagram

The Parameter Diagram is a tool first used for electronics design looking to understand the signal to noise ratio “S/N”.  In FMEA, the Parameter Diagram is used to understand the inputs (signal) and outputs (ideal functions or responses) and to list other inputs that may have an impact on the design. Other inputs and outputs are as follows:

Sample Parameter Diagram
  • Control Factors – things the design engineers can control or manipulate to obtain the desired output.
  • Error States – outputs that are undesirable either technically (failure modes) or customer focused (effects of failure).
  • Noise Factors – noises are things that may be present but are not controllably by the engineer. Therefore he/she must consider them and their impact on the design output.
    • Design change may be considered to protect a design against one or more noise factors (Robust Design).
  • Noise Factors Include:
    • PC to PC Variation – variation where change in output can be measured (within blue print expectations)
      • Hint: these may be Special Characteristics
    • System Interface – other systems which may impact performance of the design
    • Degradation Over Time – where at first it is ok but eventually performance degrades due to exposure of wear
    • Customer Misuse – unique ways customers use the design which is not one of our expected functions or ideal functions, but failure to recognize the use may lead to failure
    • Environment – factors of environment like salt, temperature, and humidity which may also affect the design performance

Top Down Approach to FMEA

A top down approach is recommended starting at system where failure mode causes become indications of what subsystems or components need to be addressed (causes at system level). This infers that Design FMEA for every component may not be necessary. Risk based direction makes FMEA more efficient.

De-Emphasis on “RPN” Risk Priority Number

The Risk Priority Number has been used to determine actions required.  This has always been a problem as it drives “bad behaviour”. Clearly actions should be directed at:

  • Severity First (9, 10)
  • Occurrence Second (Criticality)
  • Detection Third (High Detection)

The statement is made that clearly removed RPN as a threshold action based number.   Page 57 clearly states the RPN’s importance in actions. QAI has paraphrased this statement many years ago. Our statement, which is compatible to the AIAG statement is: “There is no RPN threshold. There is no number above which a team must take an action or below which a team is excused from taking an action”.

New Formats for FMEA

AIAG has provided several new formats for FMEA Development. The older formats are still acceptable, as software that is used currently many be very expensive. More interesting is a format which moves the Design or Process controls “prevention” to the left of the Occurrence Ranking. This is a very good format, as prevention affects the occurrence ranking which had previously been to the left of the column.

For more information on this topic contact QAI at (248) 280-4800 or visit our quality blog.

New Ranking Tables

The ranking tables have been clarified especially the detection tables for both design and process FMEA.  Please feel free to download the reference cards offered by QAI. There is no charge to download the process and/or design FMEA reference cards, but you must be a registered member of the website to access the downloads. Registration is free. Click here to register.

Free download!   Blank 4th Edition Design FMEA Form

Free download!   Blank 4th Edition Process FMEA Form

Tools Linkage

The Fourth Edition FMEA guidelines define links between tools such as DFMEA to PFMEA and DFMEA, PFMEA and DVP&R Design Verification Plan & Report to the Control Plan (CP). It is left to the reader to determine the specific link between these documents. QAI is very prescriptive as to these links. Our methodology is in line with the guidelines:

  • DFMEA effects and severity must be used in PFMEA development if there are Special Characteristics.  We recommend a characteristics Matrix to assist in linkage between the DFMEA and PFMEA.

The process flow diagram and process parameters may be listed on the vertical where they are matrixed against design parameters or characteristics and the severity from the DMEA is list on the horizontal.

Links between characteristics and process steps/parameters are transferred to the PFMEA form. The characteristics become a failure mode and the parameters at that process step become causes of failure when they contribute to not making the characteristic correctly.

Updated FMEA Fourth Edition Web Based Training

Our FMEA Web Based Training is currently being updated to include the latest changes from the AIAG FMEA 4th Edition manual. Our new and improved FMEA WBT is now available for purchase. Click here to learn more about our Fourth Edition FMEA Web Based Training course.

There are many other examples of changes in the FMEA Fourth Edition, but the biggest items have been reviewed here. If you have any comments or wish to open a discussion please visit our Quality Blog.

Feel free to contact us for our latest information and/or schedule an appointment, facilitation or training session. Our telephone number is (248) 280-4800 or you can fill out a brief form online to have a qualified representative contact you.




Contact QAI Need more information?
For more detailed information on this topic please email our qualified staff , contact us by phone at (248) 280-4800, or fill out our Contact Form.